Collective Investments – Compliance

This module gives an in-depth look into the compliance function as it re- lates to the collective investment scheme industry. The role of the trustee/ custodian and the collective investment fund trust deed are examined in depth in this module, as well as the function, character and occupation of the compliance officer.

Topics

  • Trustees
  • The Trust Deed
  • The Trustee’s Functions
  • Understanding Compliance
  • The Compliance Process
  • Foreign Exchange Reporting Compliance