As the FSB strives to raise the bar of professionalism in the financial services industry, there has been a large impact on businesses around ensuring that their representatives comply with all the new and ever changing legislative requirements.
If you are tasked with the responsibility of managing your company’s compliance around Fit and Proper, you will know that managing qualifications and deadlines across categories for multiple users can be tricky. Not to mention all the exemptions, extensions, experience and supervision.
Plumb Line provides a tool that manages all the legislative rules and requirements to assist the business in reducing it’s operation risk in this area. With the expected, looming changes, this will become even more complicated to manage when considering CPD, product assessments and class of business assessments.
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