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Collective Investments - Compliance

Estimated study time: 11 – 17 hours

This module gives an in-depth look into the compliance function as it relates
to the collective investment scheme industry. The role of the trustee/
custodian and the collective investment fund trust deed are examined in
depth in this module, as well as the function, character and occupation of
the compliance officer.

Topics

  • Trustees
  • The Trust Deed
  • The Trustee’s Functions
  • Understanding Compliance
  • The Compliance Process
  • Foreign Exchange Reporting
    Compliance