Collective Investments - Compliance
Estimated study time: 11 – 17 hours
This module gives an in-depth look into the compliance function as it relates
to the collective investment scheme industry. The role of the trustee/
custodian and the collective investment fund trust deed are examined in
depth in this module, as well as the function, character and occupation of
the compliance officer.
Topics
- Trustees
- The Trust Deed
- The Trustee’s Functions
- Understanding Compliance
- The Compliance Process
- Foreign Exchange Reporting
Compliance